-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vr+CVuh9X/4V707zufTmplhaQvPLj27vKwHqPWemfTbrjEQFevJG/sJfDPNpnyM7 I9993Yu9FDazYCPecGfHhQ== 0000892569-99-000480.txt : 19990217 0000892569-99-000480.hdr.sgml : 19990217 ACCESSION NUMBER: 0000892569-99-000480 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: BRENTWOOD ASSOCIATES V LP GROUP MEMBERS: BRENTWOOD ASSOCIATES VII, L.P. GROUP MEMBERS: BRENTWOOD V. VENTURES, L.P. GROUP MEMBERS: BRENTWOOD VII VENTURES, L.P. GROUP MEMBERS: DAVID W. CHONETTE GROUP MEMBERS: G. BRADFORD JONES GROUP MEMBERS: JEFFREY D. BRODY GROUP MEMBERS: JOHN L. WALECKA GROUP MEMBERS: ROGER C. DAVISSON GROUP MEMBERS: ROSS A. JAFFE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POLYCOM INC CENTRAL INDEX KEY: 0001010552 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943128324 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47513 FILM NUMBER: 99538787 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4085269000 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVE CITY: SAN JOSE STATE: CA ZIP: 95120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRENTWOOD ASSOCIATES V LP CENTRAL INDEX KEY: 0001008010 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954228334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3104777678 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 SC 13G/A 1 AMENDMENT #1 TO THE SCHEDULE 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 Polycom, Inc. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 73172K104 - -------------------------------------------------------------------------------- (CUSIP NO.) December 31, 1998 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) 2 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 2 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Brentwood Associates V, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(1) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- (1) SEE INSTRUCTIONS BEFORE FILLING OUT! 2 3 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 3 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Brentwood V Ventures, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(2) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- (2) SEE INSTRUCTIONS BEFORE FILLING OUT! 3 4 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 4 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Brentwood Associates VII, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(3) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- (3) SEE INSTRUCTIONS BEFORE FILLING OUT! 4 5 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 5 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Brentwood VII Ventures, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(4) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- (4) SEE INSTRUCTIONS BEFORE FILLING OUT! 5 6 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 6 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jeffrey D. Brody - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(5) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (5) SEE INSTRUCTIONS BEFORE FILLING OUT! 6 7 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 7 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David W. Chonette - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(6) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (6) SEE INSTRUCTIONS BEFORE FILLING OUT! 7 8 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 8 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Roger C. Davisson - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(7) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (7) SEE INSTRUCTIONS BEFORE FILLING OUT! 8 9 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 9 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Ross A. Jaffe - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(8) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (8) SEE INSTRUCTIONS BEFORE FILLING OUT! 9 10 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 10 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) G. Bradford Jones - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(9) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (9) SEE INSTRUCTIONS BEFORE FILLING OUT! 10 11 - ------------------- ------------------ CUSIP NO. 73172K104 13G/A PAGE 11 OF 16 PAGES - ------------------- ------------------ - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John L. Walecka - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF N/A-SEE ITEM 4 SHARES -------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A-SEE ITEM 4 EACH -------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH N/A-SEE ITEM 4 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES(10) [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 N/A-SEE ITEM 4 - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (10) SEE INSTRUCTIONS BEFORE FILLING OUT! 11 12 ITEM 1(a) NAME OF ISSUER: Polycom, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2584 Junction Avenue, San Jose, CA 95134 ITEM 2(a) NAME OF PERSON FILING: Brentwood Associates V, L.P. Brentwood V Ventures, L.P. Brentwood Associates VII, L.P. Brentwood VII Ventures, L.P. Jeffrey D. Brody David W. Chonette Roger C. Davisson Ross A. Jaffe G. Bradford Jones John L. Walecka ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 11150 Santa Monica Blvd., Suite 1200, Los Angeles, CA 90025 ITEM 2(c) CITIZENSHIP: Please see Row 4 of cover pages. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 73172K104 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); 12 13 (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)ii)(F). (g) [ ] A parent holding company or control person, in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Section 240.13d-1(c), check this box. [ ] ITEM 4 OWNERSHIP: Provide the following information regarding the aggregate number and percentage of the class of securities of the issues identified in Item 1. Not applicable. The percent of the class owned, as of December 31, 1998, did not exceed five percent. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The general partner of Brentwood Associates V, L.P. is Brentwood V Ventures, L.P., a Delaware limited partnership ("Brentwood V Ventures"). The general partners of Brentwood V Ventures are David W. Chonette, Roger C. Davisson, G. Bradford Jones, and John L. Walecka, each of whom may be deemed to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock owned by Brentwood Associates V, L.P. The general partner of Brentwood Associates VII, L.P. is Brentwood VII Ventures, L.P., a Delaware limited partnership ("Brentwood VII Ventures"). The general partners of Brentwood VII Ventures are Jeffrey D. Brody, David W. Chonette, Ross A. Jaffe, G. Bradford Jones, and John L. Walecka, each of whom may be deemed to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock owned by Brentwood Associates VII, L.P. The general partner of Brentwood Affiliates Fund, L.P. is Brentwood VII Ventures, L.P., a Delaware limited partnership ("Brentwood VII Ventures"). The general partners of Brentwood VII Ventures are Jeffrey D. Brody, David W. Chonette, Ross A. Jaffe, G. Bradford Jones, and John L. Walecka, each of whom may be deemed to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock owned by Brentwood Affiliates Fund, L.P. Information contained in this Schedule 13G/A is provided solely for the purpose of complying with Section 13(d) and Section 13(g) of the Securities Exchange Act of 1934, as amended. Each of the reporting persons disclaims beneficial ownership of the securities described herein for any other purpose. 13 14 ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: If a group has filed this schedule pursuant to Section 240.13d-1(b)(1)(ii)(J), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identify of each member of the group. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. ITEM 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 14 15 SIGNATURE: After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete, and correct. DATE: February 11, 1999 BRENTWOOD ASSOCIATES V, L.P. a Delaware limited partnership By: Brentwood V Ventures, L.P. a Delaware limited partnership Its: General Partner By: /s/ G. Bradford Jones -------------------------------- G. Bradford Jones General Partner BRENTWOOD V VENTURES, L.P. a Delaware limited partnership By: /s/ G. Bradford Jones ------------------------------------- G. Bradford Jones General Partner BRENTWOOD ASSOCIATES VII, L.P. a Delaware limited partnership By: Brentwood VII Ventures, L.P. a Delaware limited partnership Its: General Partner By: /s/ G. Bradford Jones -------------------------------- G. Bradford Jones General Partner BRENTWOOD VII VENTURES, L.P. a Delaware limited partnership By: /s/ G. Bradford Jones ------------------------------------- G. Bradford Jones General Partner * ----------------------------------------- Jeffrey D. Brody /s/ G. Bradford Jones ----------------------------------------- G. Bradford Jones 15 16 * ----------------------------------------- David W. Chonette * ----------------------------------------- Roger C. Davisson * ----------------------------------------- Ross A. Jaffe * ----------------------------------------- John L. Walecka /s/ G. Bradford Jones ----------------------------------------- * By: G. Bradford Jones, attorney in fact 16 17 EXHIBIT I JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the Schedule 13G/A filed herewith is filed jointly on behalf of each of them pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended. Dated: February 11, 1999 SIGNATURE: After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete, and correct. DATE: February 11, 1999 BRENTWOOD ASSOCIATES V, L.P. a Delaware limited partnership By: Brentwood V Ventures, L.P. a Delaware limited partnership Its: General Partner By: /s/ G. Bradford Jones ------------------------------- G. Bradford Jones General Partner BRENTWOOD V VENTURES, L.P. a Delaware limited partnership By: /s/ G. Bradford Jones ------------------------------------ G. Bradford Jones General Partner BRENTWOOD ASSOCIATES VII, L.P. a Delaware limited partnership By: Brentwood VII Ventures, L.P. a Delaware limited partnership Its: General Partner By: /s/ G. Bradford Jones ------------------------------- G. Bradford Jones General Partner 17 18 BRENTWOOD VII VENTURES, L.P. a Delaware limited partnership By: /s/ G. Bradford Jones ------------------------------------ G. Bradford Jones General Partner * ----------------------------------------- Jeffrey D. Brody * ----------------------------------------- David W. Chonette * ----------------------------------------- Roger C. Davisson * ----------------------------------------- Ross A. Jaffe /s/ G. Bradford Jones ---------------------------------------- G. Bradford Jones * ----------------------------------------- John L. Walecka /s/ G. Bradford Jones ---------------------------------------- * By: G. Bradford Jones, attorney in fact 18 -----END PRIVACY-ENHANCED MESSAGE-----